Whilst we provide the framework for the compliant operation of your business, we open the door for you to manage your business exactly how you want to. It’s your business and you stay in control.

So what does this really mean for you?

Common sense compliance

The fundamental ethos of the compliance team is to explain the reasoning behind any compliance requirements. We aim to establish open relationships with our members based upon mutual trust and respect. We have a highly experienced technical team offering a comprehensive service including monitoring, regular audits and advice. Our comprehensive compliance manual is updated via regular compliance bulletins, and provides you with an accessible "plain English" reference tool. Our support and guidance will ensure that you meet FSA requirements and keep your business running in a risk controlled manner.

 

 

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SAGE FINANCIAL SERVICES LTD IS AUTHORISED AND REGULATED BY THE FINANCIAL SERVICES AUTHORITY

Sage Financial Services Ltd is entered on the FSA register (www.fsa.gov.uk) under reference 150452.

This site provides information intended for UK financial advisers only.

Sage Financial Services Ltd. Registered in England No. 01205090. Registered Office: 1 Nicholas Road, London, W11 4AN.